Junior Compliance Analyst
Trading 212
Date: 3 weeks ago
City: Sydney, New South Wales
Contract type: Full time
Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
What You’ll Do
We thank all applicants, but only candidates selected for an interview will be contacted.
All personal data of applicants is protected by the law and will be treated with strict confidentiality.
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
What You’ll Do
- Draft, modify, and implement the company's policies, procedures, and framework, as needed, to reflect industry best practices, the evolving regulatory environment, and changes to the business
- Maintain oversight of the relevant Compliance registers
- Providing compliance advisory, monitoring, and training services (design & facilitation) to the Line 1 business in accordance with regulatory guidance
- Performing risk assessments in relation to compliance risks
- Working with the Risk Team to assist in identifying compliance risks and design appropriate controls to be added to T212’s risk register
- Assist with anti-money laundering (AML) and counter-terrorism financing (CTF) matters as required (a base knowledge of AML/CTF compliance will be favorably considered)
- At least 1 year of experience in financial services, notably around financial markets
- Experience in or an understanding of AFSL and AML/CTF obligations
- Excellent written and verbal communication skills
- Excellent time management skills/team player
- Strong analytical mindset and attention to detail
- Strong problem-solving skills and the ability to apply sound judgment
- Demonstrated ability to act in a discrete and confidential manner
- Strong communication and interpersonal skills
- Challenges that will help you grow and realize your potential really fast
- Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
- Work with smart, spirited, helpful, high-performing colleagues with a common goal
- An environment where nothing is set in stone
- Appreciation for your talent and ideas
- Generous remuneration package, including annual bonuses
We thank all applicants, but only candidates selected for an interview will be contacted.
All personal data of applicants is protected by the law and will be treated with strict confidentiality.
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